What is Nobata？
Established on August 3, 1948, Nobata Securities Co., Ltd. is a Japanese securities company that provides stocks, bonds, investment trusts and other financial instruments. Nobata Securities provides face-to-face transaction services, and the main bank is the Bank of Nagoya. Nobata Securities is regulated by the Japan Financial Services Agency (FSA), with the regulatory certificate number 6180301001707.
Pros & Cons
Pros:
Community-Based Sales: Nobata Securities' community-based sales approach can foster trust and stronger client-advisor relationships, leading to better service and support.
Variety of Market Instruments: The brokerage offers a diverse range of market instruments, allowing clients to diversify their investments and trading strategies.
Experiences: Nobata Securities likely has significant experience in the financial industry, which can instill confidence in clients seeking knowledgeable and reputable brokers.
Cons:
Restricted to Foreign Investors: Nobata Securities may primarily serve foreign investors outside of Japan, potentially limiting accessibility for local investors within Japan.
No Demo Account Available: The absence of a demo account can be a drawback for clients, especially for those who rely on practice and simulation to learn and improve their trading strategies.
Is Nobata Safe or Scam？
Nobata operates under the regulatory authority of the Financial Services Agency (FSA) in Japan, holding license number 0564235311. The FSA is a reputable regulatory body known for its stringent standards and oversight within the financial industry.
Being regulated by the FSA is a testament to Nobata's commitment to maintaining the highest levels of transparency, security, and ethical practices in its financial services operations. Traders and investors can have confidence in the integrity of Nobata's operations, knowing that their financial interests are safeguarded within a well-regulated framework that adheres to the established regulatory standards enforced by the FSA in Japan.
As with any investment, there is always some level of risk involved, and it is important for traders to do their own research and carefully consider their options before investing.
Market Instruments
Nobata boasts a comprehensive and diverse array of market instruments, catering to the varied needs of its clientele. From stocks to derivatives, the platform provides multiple avenues for potential investment. Here are some examples of the instruments available:
Stocks
You can trade stocks listed on the Tokyo, Nagoya, Fukuoka, Sapporo, and JASDAQ stock exchanges, as well as emerging company markets (Mothers, Centrex, Q-Board, and Ambitious stocks).
Bonds
Bonds are generally considered safer investment products than stocks, investment trusts, etc. Bonds are issued by the government, local governments, companies, etc. for the purpose of borrowing from general investors, and if you wait until maturity, you will get your money back and earn interest.
Investment Trust
An investment trust is a financial product in which money collected from investors is invested in stocks, bonds, etc. by management professionals, and profits generated from the investment are returned to investors.
There are many types of investment trusts, and what they invest in and how they operate vary depending on the investment trust. Please note that the investment may go well and you will earn a profit, or the investment may not go well and you will incur a loss, so the principal is not guaranteed.
Derivatives
Transactions such as futures trading, options trading, and swap trading that target “derivative products” derived from stocks, interest rates, foreign exchange, etc. Generally translated as financial derivatives. Since large amounts of money can be traded with a small amount of capital, there is also a risk of incurring huge losses instantly if the transaction fails.
Fees & Commissions
Nobata Securities also applies a transparent fee structure for various services, ensuring clients are aware of the associated costs. These fees are designed to cover specific administrative and transaction-related services, allowing clients to conveniently access necessary documentation and support.
Issuance Fee:
Balance Certificate: ¥550 per letter.
Customer Account Ledger/Customer Account Ledger: ¥550 per account.
Transaction Report (Reissue): ¥550 per letter.
Transaction Balance Report (Reissue): ¥550 per letter.
Handling Fee:
Rights Offering: ¥1,100 per brand.
Request for Document Delivery of General Meeting Materials: ¥550 per brand.
Transfer Fee:
Per 1 Transfer Application, 1 Unit per Issue: ¥1,100 per application.
Plus for Each Additional Unit: ¥550 per unit.
Upper Limit Amount (Per Issue): ¥6,600.
These fees cover various administrative and transaction-related services, ensuring that clients have access to necessary documentation and support when needed. Nobata Securities maintains transparency in its fee structure to facilitate informed decision-making for its clients. Additional fees may also apply for services not listed here.
For specific market instruments, Nobata Securities also charge fees. Here is an example of stocks:
Customer Service
Customers can visit their office or get in touch with customer service lines using the information provided below:
Telephone: 0564-23-5311 from 8:00-17:00 or 0566-48-3011 from 8:00-17:00
Address: Okazaki City, Aichi PrefectureKosei Dori Nishi 3-18-2
Conclusion
In conclusion, Nobata Securities stands out for its commitment to transparency, offering clients a clear understanding of its fee structures and providing a range of services to meet the diverse needs of its clientele. With a community-based sales approach, a variety of market instruments, and likely years of industry experience, the brokerage strives to foster trust and deliver quality support.
While there is a potential limitation in terms of catering primarily to foreign investors outside of Japan, Nobata Securities remains a promising option for those seeking to diversify their investments. The absence of a demo account is a notable drawback, particularly for novice traders. Nevertheless, the brokerage's dedication to clear fee structures and client services positions it as a reliable choice for investors looking for tailored solutions and a transparent trading experience.
Frequently Asked Questions (FAQs)
Risk Warning
Online trading involves significant risk, and you may lose all of your invested capital. It is not suitable for all traders or investors. Please ensure that you understand the risks involved and note that the information provided in this review may be subject to change due to the constant updating of the company's services and policies.
In addition, the date on which this review was generated may also be an important factor to consider, as information may have changed since then. Therefore, readers are advised to always verify updated information directly with the company before making any decision or taking any action. Responsibility for the use of the information provided in this review rests solely with the reader.
