What is Cathay Securities？
Cathay Securities Corporation is a financial services and investment firm that provides private and institutional brokerage and investment banking to individual and institutional clients. It is a relatively new entity in the financial industry, having been founded in 2021. Cathay Securities is a subsidiary of Cathay Financial Holdings, a leading financial services group in Taiwan. Products, and provides investment transactions and risk management services to its clients.
Pros & Cons
Pros:
Impressive Key Features: Cathay Securities boasts an array of impressive key features that may appeal to traders.
Wide Range of Products and Services: The brokerage provides a broad spectrum of products and services, catering to a diverse set of traders' needs.
Cons:
Non-regulated Status: Cathay Securities operates without regulatory oversight, which can pose risks for traders.
Relatively New Entity: Being a relatively new entity in the financial industry may raise concerns about its track record and reliability.
Is Cathay Securities Safe or Scam？
Cathay Securities Corporation currently operates as a non-regulated entity, which means it does not fall under the supervision of any significant financial regulatory bodies. The absence of regulatory oversight might potentially mean less transparency and accountability in its operations. This lack of regulation may pose a risk, as it could potentially result in a lack of safeguards that are generally in place for regulated entities to protect the interests of the customers.
Key Features
A subsidiary of Cathay Financial Holdings, a leading financial services group in Taiwan
Wide range of products and services, including retail brokerage, institutional brokerage, investment banking, and derivatives
Commitment to sustainable operation and protection of customers' rights and interests
Global Markets
Taiwan Stock Market: This enables clients to participate in the local trading scene, diversify their portfolios and tap into opportunities in one of the Asian economic powerhouses.
US Stock Market: The firm gives access to the US stock market, the largest and most liquid in the world. This allows clients to engage in the trading of equities of many of the world's largest companies.
East Asia Stock Market: Apart from Taiwan, clients are provided with opportunities in the broader East Asian market, enabling them to get exposure in rapidly growing economies of this region.
Taiwan Fund: Clients can invest in the variety of mutual funds based in Taiwan which consist of different securities and offer diversification.
Global Fund: Cathay Securities provides the opportunity to invest in mutual funds that hold assets all over the world, giving their clients the chance to diversify globally.
Financial Services
Securities Borrowing & Lending: This team provides a comprehensive Securities Borrowing & Lending (SBL) offering to suit a variety of needs. Their services can accommodate short-term ad hoc requests, as well as longer-term strategies.
Services for Long Fund & Hedge Fund: The team extends their expertise to cater to long fund and hedge fund clients, offering tailored corporate access services, delivering useful market intelligence and company research reports, and advising clients on execution strategies to achieve the best outcomes.
Corporate Access: They offer corporate access services including moderating and disseminating notes for corporate conference calls, planning and executing annual Non-Deal Roadshows across Asia Pacific, and arranging one-on-one company conference calls.
Execution Service: The team specializes in high-touch trading to achieve the best results for their clients and provides liquidity sources. They use proprietary algorithms and software to execute trades efficiently and effectively.
Conclusion
Cathay Securities is a relatively new but rapidly growing financial services and investment firm that offers a wide range of products and services to individual and institutional clients. However, users should be aware of the potential risks due to its non-regulated status.
Frequently Asked Questions (FAQs)
Is Cathay Securities Corporation regulated？
Answer: No, Cathay Securities Corporation currently operates as a non-regulated entity.
Where is Cathay Securities Corporation located？
Answer: The firm is based in Taiwan with its address being 19F., No.333, Sec. 2, Dunhua S. Rd., Daan Dist., Taipei City 106, Taiwan (R.O.C.)
What is the contact information for Cathay Securities Corporation？
Answer: Clients can contact Cathay Securities Corporation through phone at +886 2-2326-9888; +886 2-7732-6888, or send an email to finisales@cathaysec.com.tw.
Does Cathay Securities Corporation have international operations？
Answer: While Cathay Securities Corporation is based in Taiwan, they give access to various international markets such as the US and East Asian stock markets. However, their international presence is somewhat limited.
Risk Warning
Online trading involves significant risk, and you may lose all of your invested capital. It is not suitable for all traders or investors. Please ensure that you understand the risks involved and note that the information provided in this review may be subject to change due to the constant updating of the company's services and policies.
In addition, the date on which this review was generated may also be an important factor to consider, as information may have changed since then. Therefore, readers are advised to always verify updated information directly with the company before making any decision or taking any action. Responsibility for the use of the information provided in this review rests solely with the reader.
